• Service: Advisory, Risk Consulting, Financial Risk Management
  • Date: 5/1/2014

The Washington Report | For the week ended April 25, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • Basel Committee Appoints New Secretary General
  • OCC Reports Financial Highlights for Its Southern District
  • OCC Offers Additional Guidance into Information Security Vulnerability in OpenSSL
  • FDIC Announces Executive Leadership Webinar on Cybersecurity


Enterprise & Consumer Compliance

  • CFPB Publishes Mortgage Closings Report and Announces eClosings Pilot Project
  • CFPB Student Loan Ombudsman Report Focuses on Co-Signer Releases; CFPB Issues Related Consumer Advisory
  • House Subcommittee on Oversight and Investigations Intends to Subpoena Testimony of CFPB Employees


Capital Markets & Investment Management

  • FINRA Approves Rule Amendment to Expand Background Checks on Registration Applicants
  • CFTC Issues Time-Limited No-Action Letter for Certain Commodity Trading Advisors Regarding Oral Recording Requirements
  • Enforcement Actions


Recent Supervisory Actions