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  • Date: 5/7/2014

The Washington Report | For the week ended May 2, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • OCC Proposed Increase in Assessments for National Banks and Federal Savings Association with Total Assets of More Than $40 Billion
  • Federal Reserve Requires Banking Organization to Resubmit Its Capital Plan Under CCAR Following Data Error Disclosures
  • OCC Schedules Workshop for Community Bank Directors
  • Senate Banking Committee Confirms Key Nominees

 

Enterprise & Consumer Compliance

  • CFPB Proposes Modifications to Certain Qualified Mortgage and Mortgage Servicing Rules
  • OCC Report Highlights Status of Independent Foreclosure Review Payment Agreement; GAO Issues Report on Foreclosure Review
  • CFPB Issues Fair Lending Report to Congress; Director Cordray Announces Support for Bank’s Auto Dealer Policy
  • Joint Forum Releases Final Report on Point of Sale Disclosure for Investment and Savings Products

 

Capital Markets & Investment Management

  • SEC Approves FINRA Rule Change to Limit Self-Trading
  • CFTC Furthers Implementation of Trade Execution Mandate
  • FINRA Issues Revised Proposal to Hyperlink to BrokerCheck in Firms’ Online Retail Web Sites and Communications
  • Enforcement Actions

 

Recent Supervisory Actions