• Date: 5/14/2014

The Washington Report | For the week ended May 16, 2014 

In This Issue...

Bank & Thrift Regulatory Update

  • Financial Stability Oversight Council Submits Annual Report to Congress; Treasury Secretary Lew Questioned About FSOC Designations
  • OCC Comptroller Discusses Shadow Banking and the Dual Banking System at Conference of State Bank Supervisors
  • OCC Releases Financial Report on Community Banks in Its Central District; OCC Schedules Community Bank Director Workshop


Enterprise & Consumer Compliance

  • CFPB Director Cordray Outlines CFPB Actions to Reinforce Financial Institution Accountability
  • VA Issues Interim Final Rule Defining Qualified Mortgage
  • Regulation Z Added to CFPB’s eRegulations Tool
  • FDIC Enters Into Consent Orders to Address Violations of UDAP and the Servicemember Civil Relief Act Related to Student Lending


Capital Markets & Investment Management

  • CFTC Announces Streamlined Approach for Requests for Relief from Registration for Commodity Pool Operators
  • SEC Approves Rules Amending FINRA Rules Governing Equity Trade Reporting and OATS
  • SEC Approved Amendments to the Underwriting Terms and Arrangement of FINRA Corporate Financial Rule
  • Enforcement Actions


Recent Supervisory Actions