Details

  • Service: Advisory, Risk Consulting, Financial Risk Management
  • Date: 3/3/2014

The Washington Report | March 3, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • Federal Reserve Board Announces Publication Dates for Stress Test Results
  • Federal Reserve Board Extends Comment Period for ANPR on Physical Commodity Activities Conducted by FHCs
  • Federal Reserve to Begin Publishing Semi-Annual Report with Aggregate Data and Other Information in Bank Applications
  • FDIC Releases Banking Industry Financial Results for the Fourth Quarter of 2013

 

Enterprise & Consumer Compliance

  • CFPB Issues Bulletin Highlighting Obligation of Furnishers to Investigate Credit Report Disputes and Report on Related Complaints
  • CFPB Enforcement Actions Announced
  • FDIC Issues Interagency Examination Guidance for Residential Mortgage Loan Rules Revised by Dodd-Frank Act

 

Capital Markets & Investment Management

  • CFTC Staff Advisory Outlines Best Practices for Compliance with Security Safeguards
  • FINRA Guidance Announces Proposed Rules Governing Limited Corporate Financial Brokers
  • FINRA Guidance Announces SEC Approval of Amendments Related to BrokerCheck Disclosures
  • Enforcement Actions

 

Recent Supervisory Actions