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  • Date: 3/28/2014

The Washington Report | For the week ended March 28, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • Federal Reserve Releases 2014 CCAR Results
  • Deputy Comptroller for Operational Risk Outlines Risk Drivers at the OpRisk North America Conference
  • OCC Issues Quarterly Report on Bank Trading and Derivatives Activities
  • OCC Issues New Comptroller’s Handbook Booklet on Asset-Based Lending

 

Enterprise & Consumer Compliance

  • Agencies Propose Rule for State Registration and Supervision of Appraisal Management Companies
  • CFPB Releases Payday Lending Report Focused on "Loan Sequences"
  • Federal Reserve Releases Report on Mobil Financial Services Survey

 

Capital Markets & Investment Management

  • SEC Releases Money Market Fund Reform Analyses
  • SEC Hosts Roundtable on Cybersecurity
  • CFTC Issues Interpretive Guidance Regarding Auditor Independence
  • CFTC Seeks Comment on ICE Swap Trade’s Self-Certification of Package Trade Rule
  • CFTC and Canadian Authorities Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities
  • Enforcement Actions

 

Recent Supervisory Actions