• Service: Advisory, Risk Consulting, Financial Risk Management
  • Date: 3/21/2014

The Washington Report | For the week ended March 21, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • Federal Reserve Releases 2014 Supervisory Stress Test Results
  • Comptroller Speaks About Risk Management Concerns Associated with BSA/AML Compliance


Enterprise & Consumer Compliance

  • CFPB Seeks Public Comment on Model Disclosure Forms for Prepaid Cards
  • CFPB Issues Report to Congress on Fair Debt Collection Practices Act
  • President Signs Flood Insurance Reform Bill


Capital Markets & Investment Management

  • SEC and FINRA to Hold Broker-Dealer Regional Compliance Outreach Programs
  • CFTC Requests Public Comment on Swap Data Reporting Rules
  • CFTC Issues No-Action Letter Regarding the De Minimis Threshold for Swaps with Utility Special Entities CFTC Provides Extension of Temporary No-Action Relief for Certain Swaps
  • Enforcement Actions


Recent Supervisory Actions