• Service: Advisory, Risk Consulting, Financial Risk Management
  • Industry: Banking & Capital Markets
  • Type: Publication series
  • Date: 6/18/2013

Regulatory Practice Letter #13-10 

Senior Designations for Financial Advisers - CFPB Report

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The Bureau of Consumer Financial Protection’s (CFPB or Bureau) Office of Financial Protection for Older Americans (Office) released a report to Congress and the Securities and Exchange