• Service: Advisory, Risk Consulting, Financial Risk Management
  • Industry: Banking & Capital Markets
  • Type: Publication series
  • Date: 7/15/2011

Regulatory Practice Letter #11-14 

Final Rules Implementing Registration and Other Requirements of Private Fund Advisers and Others
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In an open meeting held on June 22, 2011, the Securities and Exchange Commission (“SEC”) adopted final rules under the Investment Advisers Act of 1940 (“Advisers Act”) in order to implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), which, among other things, eliminated the “private adviser exemption.”