• Service: Tax, U.S. Indirect Tax, Advisory, Risk Consulting
  • Industry: Banking & Capital Markets
  • Type: Publication series
  • Date: 8/23/2010

Regulatory Practice Letter #10-16 

Mutual Fund Distribution Fees: Proposed Changes to Regulatory Framework
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The Securities and Exchange Commission (“SEC” or “Commission”) has proposed significant changes to the rule that permits a mutual fund to use its own assets to pay for fees associated with the distribution of its shares.