Details

Service: Audit, Financial Statement Audit
Industry: Consumer Markets, Energy & Natural Resources, Financial Services, Technology
Type: White paper
Date: 11/14/2011

Dodd-Frank: Top Ten Priorities for Internal Audit

The Dodd-Frank Act is not only enormous in scope; its rules are being shaped and reshaped by political and corporate considerations over an extended period of time. Through it all, the chief audit executive and internal audit must forge a strong connection with those in the C-suite in order for top executives to stay informed.

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The new regulatory requirements have made it imperative for internal auditors to carefully review their audit plans, budgets, and resources to ensure that sufficient focus is given to the organization’s key operational risks and related controls, as well as to the new compliance challenges.

In addition to understanding new systems and processes, internal auditors will need to adapt their own processes to meet these new requirements.

© 2013 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ("KPMG International"), a Swiss entity. All rights reserved.

KPMG International Cooperative (“KPMG International”) is a Swiss entity. Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm.