• Service: Audit, Tax, Advisory
  • Industry: Banking & Capital Markets
  • Type: Publication series
  • Date: 10/29/2011

Dodd-Frank Quick Hits Alert – Form PF Rules Adopted - (October 2011) 

KPMG’s Americas’ Financial Services Regulatory Center of Excellence released an alert in November 2011 addressing the final rule adopted by the SEC regarding Form PF.
The SEC unanimously adopted rules requiring reporting by investment advisers to private funds and certain commodity pool operators and commodity trading advisers on form PF.