Dodd Frank Thought Leadership 

The Financial Services Centers of Excellence monitors key regulatory issues and impacts. The following thought leadership pieces address key provisions and regulations which are requiring changes in reporting, disclosures, governance, and operations. Read more below on the complex issues and requirements which the marketplace is facing
Conflict Minerals Overview Deck – 2013
This publication identifies a rule under the Dodd-Frank Act Section 1502 Conflict Minerals reporting requirements that requires companies to report if their products contain 3TG minerals and if they were mined in a location with inhumane practices.
Key Takeaways From SEC Roundtable on Conflict Minerals
This publication identifies a rule under the Dodd-Frank Act Section 1502 Conflict.
Regulation of the Over-The-Counter Derivatives Market: Key Provisions
This OTC derivatives update provides an overview of the new regulations associated with section seven of the Dodd-Frank Act.
OTC Derivatives Dealers Face a New Regulatory Framework
This white paper identifies the changes, implications and challenges of a rule under the Dodd-Frank Act section
Risk Resolution Planning - What It Really Means?
This publication identifies a specific rule under the Dodd-Frank Act, called the Volcker Rule, which requires Recovery Resolution Planning (RRP).
Dodd-Frank: Top Ten Priorities for Internal Audit
This publication offers insight on the 10 key priorities for internal auditors, and serves as a vehicle for executive-level discussion and improvement within the enterprise.
Conflict minerals - Does compliance really matter? Ask California, Australia, and the EU
Conflict minerals is not limited to the United States federal government, but also state and local governments around the world. California, Pittsburgh, Australia, and the EU parliament all have passed bills and resolutions around conflict minerals.
The Dodd-Frank Act – Could There Be Accounting Consequences?
This publication analyzes some of the key aspects of the Dodd-Frank Act that affect accounting and reporting for companies
Dodd-Frank: Beyond Financial Services - The implication and effects on nonfinancial service companies
This publication analyzes some of the key aspects of the Dodd-Frank Act that are affecting nonfinancial services companies.
Conflict Minerals Provision of Dodd-Frank - Immediate implications and long-term opportunities for companies
This publication discusses the implications of the conflict minerals provision of the Dodd-Frank Act.
Operationalizing booking entity structures under the Dodd Frank act
This paper is aimed at helping companies understand the implications of the Dodd-Frank Act.
Designing booking entity structures under the Dodd-Frank act
This paper analyzes the implications of the Swaps Push-out provision of the Dodd-Frank Act on various swap entities.
Pressure to act now Implications of U.S. Resolution Plans and Credit Exposure reporting for foreign-owned financial institutions
As part of Dodd-Frank, this brochure discusses the implications of U.S. Resolution Plans and Credit Exposure Reporting for foreign-owned financial institutions.