• Service: Advisory, Risk Consulting, Financial Risk Management
  • Date: 2/19/2014

The Washington Report | February 10, 2014 

In This Issue...
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Bank & Thrift Regulatory Update

  • OCC Publishes NPR on Heightened Standards for Large Banks and 12 CFR 30 and 170 Integration
  • FDIC Issues Guidance on Paying Agent Notifications
  • OCC to Host Workshops on Risk Management Issues


Enterprise & Consumer Compliance

  • CFPB Takes Steps to Improve Reported Mortgage Market Credit Information
  • OCC Updates the Mortgage Banking Booklet of the Comptroller’s Handbook


Capital Markets & Investment Management

  • SEC Suspends Trading in 255 Dormant Shell Companies 
  • SEC Publishes Draft Strategic Plan for Public Comment
  • BATS Global Markets, FINRA Enter Regulatory Service Agreement
  • Enforcement Actions


Recent Supervisory Actions