Canada - English

Mary Filippelli 

Advisory
Mary Filippelli
Financial Services National Industry Leader & National Banking Sector Leader 

416-777-8686 

 
 
Location: Toronto 
Service: Advisory, Risk & Compliance, Risk Consulting
Industry: Financial Services, Banking & Finance, Insurance, Investment Dealers, Alternative Investments, Asset Management, Credit Unions, Leasing and Finance, Public Sector (PS), Public Utilities, Energy, Energy Services, Private Equity (PE), Private Equity, Pension Plans and Investment Boards, Technology, Media and Telecommunications, Telecommunications, Media
Education & Qualifications:
  • Chartered Accountant (Ontario)
  • Bachelor of Business Management, Specialist in Accounting Finance and minor in Economics
  • Expert witness for professional conduct related matters for the Canadian Institute of Chartered Accountants related to the financial services industry

 

Skills:
  • Operations Risk Management
  • Performance and Regulatory Compliance
  • Basel I and II Transformation
  • Expert Witness
  • Anti-Money Laundering
  • Enterprise Risk Management
  • Corporate Governance
  • Regulatory Risk and Compliance
  • Regulatory Compliance Assessment
  • Trading Risk Management
  • Regulatory Charter Application
  • Regulatory Capital Risk Management
  • IT Attestation
  • Security and Privacy Advisor

 

Additional Experience:
  • Governance Risk and Compliance (Convergence)

 

Community Involvement:
  • Member of the CICA Privacy Advisory Committee, the Institute of Corporate Directors & the Institute of Internal Auditors
  • Expert witness for professional conduct related matters for the Canadian Institute of Chartered Accountants related to the financial services industry
  • Identified as an authority on the mutual fund dealers industry by the Mutual Funds Dealers Association
  • Co-authored an industry book and course for the investment industry, which both the Canadian Institute of Chartered Accountants and the Canadian Investors Protection Fund made a pre-requisite for the industry