Details

  • Industry: Financial Services
  • Type: Regulatory update
  • Date: 2011/06/10

Financial Services

Our Financial Services professionals can assist you in addressing all your banking, insurance, investment management, retirement funds, medical schemes and stock broking issues and achieving your business objectives.

Dodd-Frank Act - Is it really significant? 

With up to 386 rules required to be enacted by the various regulatory agencies, firms with any business interest in the US are facing a period of significant change and uncertainty.
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This update explores the implications of Dodd-Frank for investment advisers registering with the SEC; the impact to those who trade in OTC derivatives following proposed new rules and finally the business and recruitment opportunities arising from the Volcker Rule.
 

Contact

Contact

Trevor Hoole
Head of Markets: Financial Services
Tel: +27 (0)11 647 7276

fs@kpmg.co.za

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