Details

  • Industry: Financial Services, Banking & Capital Markets
  • Type: Publication series
  • Date: 1/7/2013

Dodd-Frank: Compliance Readiness for Capital Markets Activity 

The Dodd-Frank Act requires many financial institutions to reassess how they do business, how will they address regulatory requirements, and how will they sustain under regulatory pressure.

To date, financial institutions have made considerable investments implementing Dodd-Frank requirements.


Now the focus is shifting to compliance requirements. Financial institutions will need to be “examination ready” and prepare for ongoing and additional capital markets compliance through 2013 as additional rules are adopted.

 

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