Details

  • Service: Advisory, Risk Consulting, Financial Risk Management, Internal Audit and Regulatory Compliance, IT Related Risk & Compliance
  • Industry: Financial Services
  • Type: Business and industry issue, Regulatory update, White paper
  • Date: 1/10/2013

Investment Management: Rising to the Risk and Compliance Challenge 

At KPMG LLP (KPMG), we can help you strategically address regulatory change. Our Regulatory Risk and Compliance practice professionals provide you with actionable and relevant advice while also offering valuable insight into how your progress measures against your industry peers. Our experienced professionals, who include former regulators, supervisors, examiners, and compliance practitioners, keep the pulse of both new and existing regulatory requirements and how they may impact your business today and in the future. Moreover, our broad range of service offerings can help you strengthen enterprise-wide compliance programs.

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While unprecedented regulatory reform is reshaping the way many industries conduct business, the financial services sector has, by far, felt the greatest impact of new—and increasingly complex—regulation. New rules and regulations, not the least of which is the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), are having wide-ranging implications across the financial services spectrum and changing the regulatory framework, operations, and supervision of the industry. At KPMG LLP (KPMG), we can help you strategically address regulatory change. Our Regulatory Risk and Compliance practice professionals provide you with actionable and relevant advice while also offering valuable insight into how your progress measures against your industry peers. Our experienced professionals, who include former regulators, supervisors, examiners, and compliance practitioners, keep the pulse of both new and existing regulatory requirements and how they may impact your business today and in the future. Moreover, our broad range of service offerings can help you strengthen enterprise-wide compliance programs.