United Kingdom

Details

  • Service: Advisory, Risk Consulting
  • Industry: Financial Services
  • Type: Business and industry issue, Publication series
  • Date: 21/09/2012

The Future of Compliance: strategic partners in the new regulatory world 

Our new publication explores how compliance functions can proactively manage their complex challenges and re-focus themselves to expertly and safely guide their firms through turbulent times. The report covers the key elements including strategy, structure, monitoring, resourcing, MI and regulatory interaction.
Future of Compliance
Download Now
PDF files require Adobe Reader to view

The move towards 'twin peak' regulation in the UK, and a more intensive and intrusive supervisory approach, has profound implications for financial services firms. Recent experience has shown that even firms that appeared well capitalised and risk aware have been subject to regulatory censure. No firm is exempt from the need to continuously review and enhance their approach. Failure to adapt to the changing expectations and obligations could have serious impacts for firms, both in terms of regulatory relationship and potential sanctions.


Drawing on research, insights and experiences of working with clients on current and potential regulatory impacts, our new publication 'The Future of Compliance' explores how compliance functions can proactively manage their complex challenges and re-focus themselves to expertly and safely guide their firms through turbulent times. The report covers the key elements including strategy, structure, monitoring, resourcing, MI and regulatory interaction.

Contact

Tim Howarth

 

 

 

 

 

 

 

Tim Howarth

 

Partner, Regulatory Risk Consulting 

KPMG in the UK

 

020 7311 6640

tim.howarth@kpmg.co.uk

 

Share this

Share this

Related services

Related sectors