United Kingdom


  • Industry: Financial Services, Insurance
  • Date: 14/02/2012

Insurance Regulatory Returns Workbook 

Our Insurance Regulatory Returns Workbook is intended to assist insurers in the preparation of their regulatory returns to the Financial Services Authority (FSA).

It covers only those regulatory returns prepared in accordance with Chapter 9 of IPRU (INS) and the requirements of the General Prudential Sourcebook (GENPRU), the Prudential Sourcebook for Insurers (INSPRU) and also chapter 21 of the Conduct of Business Sourcebook (COBS) in relation to linked business.
Insurance Regulatory Returns Workbook
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Janine Hawes
Janine Hawes

020 7311 5261


This workbook was originally prepared for regulatory returns for periods ending 31 December 2008 to 30 December 2009. However, given the limited number of changes made to both the Forms and the Rules since that date, an addendum has been prepared covering the modifications required to the workbook since that date.  When modified as explained in the addendum, the workbook remains valid for regulatory returns for periods ending 31 December 2011 to 30 December 2012.


This workbook has been prepared based on our understanding of the FSA’s rules and guidance, but we cannot guarantee that our views will always accord with those of the FSA. As the FSA no longer publishes its validation checks (with the exception of a few included within the instructions to the Forms), the checks included in the workbook are based on our interpretation of the rules.


We hope that this workbook and addendum will continue to be a valuable source of reference to support you in the preparation and review of the insurance regulatory returns. Should you have any questions relating to your regulatory returns, please contact your usual KPMG contact or any of our subject matter experts listed. 



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