Details

  • Service: Advisory, Forensic, Anti-money Laundering
  • Type: Business and industry issue
  • Date: 30/09/2011

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Anti-Money Laundering

KPMG's Forensic and Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) professionals can help you understand how money launderers and the financiers of terrorism could be exploiting vulnerabilities in your organisation.

KPMG global anti-money laundering survey 

KPMG’s global research paper provides insights into the status of local and global banks in combating money laundering and complying with various regulatory regimes.

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KPMG Forensics: AML-CFT Code of Practice

 

A summary of the Identification and Verification Code of Practice published by the Sector Supervisors on 1 September 2011.

 

 

Key findings

 

  • AML is not a top of mind issue – with only 62 percent of senior management considering it be high priority compared to 71 percent in 2007. 


  • Know Your Customer data is not being regularly refreshed which may leave banks exposed to regulatory scrutiny and enforcement action. Conversely, ongoing remediation activity, may be insufficient once the FATCA regulations are released.

 

  • Transaction monitoring continues to be the biggest AML cost for banks, however there is a level of dissatisfaction with the results of such monitoring, with less than one third of respondents able to monitor a single customer’s transactions and account status across several countries.


  • Respondents in 2004 and 2007 underestimated future spend on AML. Respondents in 2010 estimate that AML costs will rise by 28 percent over the next 3 years, but have they underestimated it again, especially when FATCA is taken into account.

 

View the KPMG global AML survey webpages

 
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Fraud barometer - June 2011

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KPMG Fraud barometer findings - June 2011

 

  • Value of large fraud cases totalled $79.8m, as opposed to $100m last period.
  • 29 cases in total, as opposed to 30 in the last period.
  • There were 3 ‘super-frauds' - frauds greater than $3m.