• Service: Audit
  • Type: Publication series, Regulatory update
  • Date: 1/22/2014

Hong Kong Capital Markets Update - Issue 1, January 2014 

The last few months of 2013 have seen progress on a number of regulatory developments in the Hong Kong capital markets, the most significant of which was the new IPO sponsor regime that came into effect on 1 October 2013. A summary of the key provisions of the new sponsor regulation, Listing Rule changes and HKEx new/revised guidance letters to complement the new regime is set out in Appendix I to this issue.


In this issue, we also provide a summary of other guidance letters and listing decisions that were published recently by HKEx. Other matters highlighted include an update on the reverse takeover (“RTO”) rules and the revised joint policy statement in respect of listing of overseas companies.


Hong Kong Capital Markets Update
Download Now
PDF files require Adobe Reader to view