Regulatory Compliance Insurance 

Qualitative risks in governance, compliance and operational risk management are the current challenges for insurers.


We support our customers in Solvency II Pillar 2 (Operational Risk Self Assessment, ORSA) / Swiss Quality Assessment II and shape their compliance plan in consultation with risk management and assurance functions.

Essential Questions


  • How often does a Compliance Risk Assessment take place?
  • Do compliance trainings exist?
  • Do you receive a regular internal compliance reporting?
  • Is your external reporting format fully compliant?
  • What are the biggest compliance risks?
  • Are risk, compliance and assurance functions set up as one team
    within your company?
  • Do you have an established contact at FINMA?


How can we help?


  • Analysis of insurance specific compliance risks
  • Gap analysis regarding compliance risks and policies  vs. current measures
  • Develop and implement a compliance program
  • Advice on the integration of compliance with other risk and assurance functions
  • Implementation of compliance in the context of corporate governance
  • Advice and assistance on specific compliance issues such as cross-border, suitability, privacy and data protection, money laundering and fraud

Hieronymus T. Dormann

Hieronymus T. Dormann

Partner, Head Insurance, Audit Financial Services

+41 58 249 35 03

Clarity on Insurance

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The Clarity on Insurance magazine covers strategic thinking, actuarial matters, risk and operational considerations as well as regulatory aspects relating to the Swiss insurance market.

Economic Crime Study Switzerland, Germany, Austria

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This is an extensive study conducted by KPMG on economic crime in Switzerland, Germany and Austria.


Face the changing regulatory environment and social expectations and address them with solutions that fit your company.