• Service: Financial Services, Audit, Legislative Texts, Circulars of the FINMA
  • Type: Regulatory update
  • Date: 11/20/2008

Circular 2008/05 Securities dealers  

Unofficial translation of the FINMA Circular about explanatory notes regarding definition of securities dealers.

CoverCirc. 08/5 Securities dealers
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Circulars of FINMA

Overview of all current FINMA circulars concerning the application of financial market legislation.