• Service: Financial Services, Audit, Legislative Texts, Circulars of the FINMA
  • Industry: Investment Management
  • Type: Regulatory update
  • Date: 11/20/2008

Circular 2008/04 Securities journals 

Unofficial translation of the FINMA Circular about maintenance of securities journals by securities dealers.

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Circulars of FINMA

Overview of all current FINMA circulars concerning the application of financial market legislation.