Switzerland

Articles & Publications 

Welcome to the KPMG knowledge base of articles and publications that demonstrate our understanding of many of the complex business challenges and key issues faced by companies around the world.
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ImageTitle/DescriptionArticle Date 
Acquisition of licenses

Acquisition of licenses

Our interdisciplinary team can assist you from the planning phase through to authorization, either as advisory specialists or as your authorization auditor.
Modified date: 2/17/2014
Business and industry issue
FATCA readiness for Swiss Non-Financials

FATCA readiness for Swiss Non-Financials

Although FATCA’s primary impact is on foreign financial institutions (FFIs), non-financial groups and entities are also subject to FATCA in their role as a US payor/withholding agent or as a foreign payee/recipient of payments subject to FATCA.
Modified date: 2/14/2014
Business and industry issue
Suitability - Challenges for Retail Banking

Suitability - Challenges for Retail Banking

This factsheet covers the suitability issues that pose a challenge to Retail Banking.
Modified date: 12/18/2013
Regulatory update
Remuneration Schemes

Remuneration Schemes

The new FINMA Circular 10/1 “Remuneration Schemes” defines minimum standards for the design, implementation and disclosure of remuneration schemes for financial institutions.
Modified date: 11/21/2013
Business and industry issue
Special investigations at financial intermediaries

Special investigations at financial intermediaries

We advise and support companies on the implementation of measures to meet the regulatory requirements and prevent breaches of regulations in the future. Publication in German.
Modified date: 11/21/2013
Business and industry issue
Money Laundering Prevention and Due Diligence at Financial Institutions

Money Laundering Prevention and Due Diligence at Financial Institutions

How do financial institutions achieve both the comprehensive clarification of client backgrounds and certainty of the origin of client assets? Publication in German.
Modified date: 11/21/2013
Business and industry issue
Swiss Financial Services Newsletter - Investment Management

Swiss Financial Services Newsletter - Investment Management

The latest edition of Swiss Financial Services Newsletter covers different developments and topics in the investment management industry.
Modified date: 8/13/2013
Business and industry issue
Compliance Matters - FATCA Banking

Compliance Matters - FATCA Banking

The publication "Compliance Matters - FATCA Banking" provides an overview how the FATCA regulations are impacting the Swiss financial institutions.
Modified date: 8/5/2013
Business and industry issue
Road to Compliance

Road to Compliance

How can compliance be turned into business opportunities? Michael Schneebeli, Alex Geissbühler and Micha Bitterli explain ways for market players to utilize regulations for their own benefit.
Modified date: 7/11/2013
Business and industry issue
Market Behavior Rules

Market Behavior Rules

The new FINMA Circular 08/38 “Market Behaviour Rules for the Securities Market (Market Behavior Rules)” sets out enhanced organizational obligations for banks and securities dealers in order to avoid market violations.
Modified date: 5/21/2012
Business and industry issue
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