Switzerland

Articles & Publications 

Welcome to the KPMG knowledge base of articles and publications that demonstrate our understanding of many of the complex business challenges and key issues faced by companies around the world.
Go Search
Results 1-10 of 16.
1  2  Next>  
ImageTitle/DescriptionArticle Date 
Market Conduct Rules – FINMA-Circ. 2008/38

Market Conduct Rules – FINMA-Circ. 2008/38

Abstract of the FINMA Circular 2008/38 – Market Conduct Rule.
Modified date: 6/23/2011
1/1/2009
Business and industry issue; Regulatory update
Money Laundering Prevention and Due Diligence at Financial Institutions

Money Laundering Prevention and Due Diligence at Financial Institutions

How do financial institutions achieve both the comprehensive clarification of client backgrounds and certainty of the origin of client assets? Publication in German.
Modified date: 5/16/2013
6/4/2012
Business and industry issue
Acquisition of licenses

Acquisition of licenses

Our interdisciplinary team can assist you from the planning phase through to authorization, either as advisory specialists or as your authorization auditor.
Modified date: 5/21/2012
11/1/2010
Business and industry issue
Solvency II: What does equivalency bring for Swiss insurers?

Solvency II: What does equivalency bring for Swiss insurers?

Milestones and implications on the way to equivalency.
Modified date: 5/23/2011
5/15/2011
Business and industry issue
Special investigations at financial intermediaries

Special investigations at financial intermediaries

We advise and support companies on the implementation of measures to meet the regulatory requirements and prevent breaches of regulations in the future. Publication in German.
Modified date: 3/20/2012
2/1/2009
Business and industry issue
Market Behavior Rules

Market Behavior Rules

The new FINMA Circular 08/38 “Market Behaviour Rules for the Securities Market (Market Behavior Rules)” sets out enhanced organizational obligations for banks and securities dealers in order to avoid market violations.
Modified date: 5/21/2012
1/1/2009
Business and industry issue
Management of Risks Involving Insurance Activities Abroad

Management of Risks Involving Insurance Activities Abroad

Addressing “cross-border” risks: A look at the requirements for insurance companies
Modified date: 4/23/2012
4/26/2011
Business and industry issue
Evolving Investment Management Regulation: Meeting the challenge

Evolving Investment Management Regulation: Meeting the challenge

This publications shows how the investment management industry has to grapple with wide-ranging regulatory reforms.
Modified date: 8/5/2011
7/1/2011
Business and industry issue
Remuneration Schemes

Remuneration Schemes

The new FINMA Circular 10/1 “Remuneration Schemes” defines minimum standards for the design, implementation and disclosure of remuneration schemes for financial institutions.
Modified date: 5/21/2012
12/1/2009
Business and industry issue
FATCA - Implication for the Swiss insurance industry

FATCA - Implication for the Swiss insurance industry

Disclosure requirements for foreign financial institutions (= financial institutions outside the U.S.) under FATCA is also relevant for insurance companie.
Modified date: 8/31/2011
8/29/2011
Business and industry issue
1  2  Next>