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ImageTitle/DescriptionArticle Date 
Circular 2010/01 Remuneration schemes

Circular 2010/01 Remuneration schemes

Official FINMA circular about minimum standards for remuneration schemes of financial institutions.
Modified date: 3/6/2015
Regulatory update
Circular 2008/03 Public deposits at non-banks

Circular 2008/03 Public deposits at non-banks

Unofficial translation of the FINMA Circular about commercial acceptance of public deposits by non-banks under the Banking Act.
Modified date: 3/3/2015
Regulatory update
Circular 2008/04 Securities journals

Circular 2008/04 Securities journals

Unofficial translation of the FINMA Circular about maintenance of securities journals by securities dealers.
Modified date: 3/3/2015
Regulatory update
Circular 2008/08 Public advertising – collective investment schemes

Circular 2008/08 Public advertising – collective investment schemes

Replaced by FINMA-Circ. 13/9.
Modified date: 3/3/2015
Regulatory update
Circular 2008/09 Supervision of large banks

Circular 2008/09 Supervision of large banks

Abrograted by 31.07.12.
Modified date: 3/3/2015
Regulatory update
Circular 2008/10 Self-regulation as a minimum standard (amended 03.12.14)

Circular 2008/10 Self-regulation as a minimum standard (amended 03.12.14)

Official FINMA circular about self-regulation recognised as a minimum standard by the Swiss Financial Market Supervisory Authority.
Modified date: 3/3/2015
Regulatory update
Fund News - Issue 122 - December 2014

Fund News - Issue 122 - December 2014

KPMG's Fund News offer you the latest regulatory updates on Investment Funds in selected jurisdictions across Europe.
Modified date: 2/12/2015
FundNews; Regulatory update
Circular 2008/37 Delegation by fund management companies / SICAVs

Circular 2008/37 Delegation by fund management companies / SICAVs

Abrogated by 31.12.14.
Modified date: 2/10/2015
Regulatory update
Circular 2010/02 Repo/SLB transactions

Circular 2010/02 Repo/SLB transactions

Official FINMA circular about repurchase & reverse repurchase transactions and securities lending & borrowing transactions (Repo/SLB transactions).
Modified date: 2/10/2015
Regulatory update
Circular 2011/01 Financial intermediation under AMLA

Circular 2011/01 Financial intermediation under AMLA

Unofficial translation of the FINMA Circular about additional information on the Ordinance on the Professional Practice of Financial Intermediation.
Modified date: 2/10/2015
Regulatory update
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