Switzerland

Details

  • Service: Audit, Tax, Legal
  • Type: Business and industry issue
  • Date: 10/31/2011

Compliance with stock exchange rules – a challenging ongoing process  

With a listing on the stock exchange, issuers are subject to its extensive regulatory framework. The purpose of these regulations is, in particular, to create transparency for investors regarding companies and securities.
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Guidelines covering corporate governance, ad hoc publicity, disclosure of management transactions and regulatory reporting constitute the central components of these regulations.

 

Fulfilling these obligations in order to maintain a stock exchange listing can be challenging and listed companies can be threatened with sanctions and – given public disclosure of the launch of an investigation – damage their reputation. Dealing with these issues requires an experienced compliance organization.

 

Audit

We work with national and international companies of all sizes and from all industries as well as with public sector organizations.

Legal

Legal problems are almost invariably part of a wider context.