• Service: Financial Services, Regulatory Services
  • Type: Business and industry issue
  • Date: 11/21/2013

Special investigations at financial intermediaries 

Financial intermediaries may be confronted with identification of possible irregularities in the compliance with regulatory or internal requirements.

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KPMG has formed an interdisciplinary team of bank auditors, lawyers and IT specialists. Recognized mandates for government agencies and private investigation provide us with the know-how and experience to plan and perform special investigations.

The investigations include:


  • comprehensive clarification of findings,
  • organizational analysis,
  • review of internal compliance with regulations,
  • the legal evaluation and
  • a detailed reporting, which is properly documented.


We also advise and support the companies on the implementation of measures to meet the regulatory requirements and prevent breaches of regulations in the future.


Publication in German.