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Header Picture Sarbanes-Oxley

Sarbanes Oxley (SOX) Assistance Services 

The Sarbanes-Oxley Act of 2002 (SOX) established new and enhanced existing standards for all U.S. public companies and their boards. Compliance with these standards means companies must have a thorough understanding of their business processes and internal controls.

What are your challenges?

  • First time implementation of SOX
  • Scoping and scaling internal controls based on the size and complexity of the entity
  • Obtaining understanding and documenting flow of transactions, including information technology aspects, to identify points at which a material misstatement could arise
  • Assessment of the design and operating effectiveness of internal controls over accounts at the assertion level
  • Evaluation of entity-level controls
  • Performing fraud risk assessment
  • Evaluation of internal controls designed to prevent or detect fraud, including management override of controls
  • Evaluation of controls over the period-end financial reporting process
  • Assessing plans to remediate existing internal control deficiencies
  • Analysis of gaps in internal controls
  • Understanding and implementing the COSO 2013 framework

KPMG has a broad network of experts in the Sarbanes-Oxley Act to provide you with competent support. The benefits of choosing KPMG include:

  • Access to specialized skills – Ability to access a team of specialized resources with experience in SOX implementation in order to identify deficiencies in internal control over financial reporting
  • Manage costs – Do more with less. Access a pool of professionals with various skill sets and industry experiences without adding headcount
  • Quicker turnaround – Extension of workday by adding global resources working on different time zones thereby improving turnaround time for audits
  • Stay on top of compliance – Meet existing and future regulatory compliance needs by tapping into KPMG’s extensive Sarbanes-Oxley Act knowledge base including templates, tools, practice aids and examples.

Douglas Mullins

Douglas Mullins

Partner, US CPA

+41 58 249 33 94

Charles Errico

Charles Errico

Partner, US CPA

+41 58 249 29 80

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