A trend towards consolidation in the industry is also expected to continue, and many entities are revisiting their business strategies. On top of that, Investment Dealers are facing a more complex regulatory environment, IFRS conversion, and the new Harmonized Sales Tax.
KPMG’s Investment Dealer practice can help clients deal with these key business issues. We work with organizations primarily regulated by the Investment Industry Regulatory Organization of Canada or the Mutual Fund Dealers Association of Canada.
With our deep industry knowledge, we can provide the insights clients need to navigate the volatile economic climate and address the challenges facing their organization.
Our experienced Audit, Tax, and Advisory professionals work with every segment of the Investment Dealer industry—from bank-owned and independent full-service dealers, to boutique firms and mutual fund dealers. We strive to continually understand our clients’ issues and can provide practical and objective advice on matters such as risk, cost management, tax strategy, and regulatory compliance.
Whether your company is a national full service dealer or a niche player, we have the extensive experience and skills that can help you succeed.