• Service: Topics, Financial Services Regulation, FATCA, FoFA (Future of Financial Advice)
  • Industry: Financial Services, Investment Management
  • Type: Business and industry issue, Regulatory update
  • Date: 16/07/2012

Evolving Financial Services Regulation

Evolving Financial Services Regulation
This series discusses the regulatory challenges facing the financial services industry and provides insight on implications and issues to consider.

Evolving Investment Management Regulation: A clear path ahead 

Investment managers face a new regulatory landscape that’s complex, challenging and unfolding fast at both a national and global level.

Evolving Investment Management Regulation: A clear path ahead surveys investment management experts across KPMG’s global network to show investment managers what this change means for their industry, how they can best cope with it – and the opportunities most likely to flow from it now and during the next decade.


Disoriented by the rate and range of regulatory change, many investment managers find themselves squeezed between new requirements and the needs of institutional and individual investors.


Key industry challenges

The challenges examined in the report are:

  • cross-border implications of global, regional and national regulatory change
  • increased reporting and accountability – to improve transparency
  • consumer conduct – to increase investor protection and trust in the industry
  • additional risk management requirements.

Investment Management

We work with clients to gain an in-depth market understanding and develop strategies spanning fund life cycles from value creation to realisation.